Forum Asset Management, LLC (the “Company”) is by its very nature private, and we take very seriously our legal and ethical responsibility to guard the confidentiality of personal information about our investors. It is the Company’s policy not to disclose nonpublic personal information about our investors to non-affiliated third parties except as permitted by law. This policy applies to all current and former investors.

As is necessary in the course of our business relationship with you we collect certain information (such as your name, social security number, income and net worth) from various documents and forms that you may deliver to us, from conversations we have with you and from the transactions we process for you. We may disclose this information about you to our affiliates and to certain service providers (including accountants, auditors, brokers and attorneys) in connection with the administration and execution of the services we provide for you and your account, such as in preparing tax forms and verifying securities law compliance. These service providers are required (by contract and in many cases by law) to maintain the confidentiality of this information and not to use it other than for such purposes. We do not otherwise disclose any personal information about you to other firms, individuals or organizations.

We restrict access to your nonpublic personal information except as provided above, and to our employees who need to know such information. We maintain physical, electronic, and procedural safeguards that comply with federal standards to protect your nonpublic personal information.